2012 Semi-Annual Meeting

October 24, 2012 – Chicago, IL

Agenda

12:00 PM                           Lunch and Update from the Board

                                           MorganStanley

                                           Patrick Rieck

                                           John Hancock Investments

                                           Gene Huxhold

                                           NFP Corporate Services

                                           Tim Black

                                           Advisor Search RFP Initiative

                                           Guardian Retirement Solutions

                                           Steve Davis

                                           National Sales Manager

                                           Financial Literacy Initiative

1:45 PM                             Break

2:00 PM                            Position papers input moderated discussion

                                           Next generation of specialist advisors – (e.g. Career path, education, background of new entrants, thoughts on representatives / diversity, aspirations, mode of operation, etc.)

                                           Robert W. Baird & Co.

                                           Sharon Schmid

                                           First Vice President, Retirement Plan Services

                                           Next Steps

4:00 PM                             Adjourn