2013 Annual Planning Meeting

Agenda

Agenda

May 13/14, 2013

Great-West Retirement Services

8525 East Orchard Road

Greenwood Village, CO 80013

May 13 (Monday)

1:00 PM                             Opening, Welcome, Goals and Objectives

                                           Great-West Financial

                                           Chris Cumming

                                           Senior Vice President

                                           Retirement Advisor Council

                                           Eric Henon

                                           Executive Director         

                                           Retirement Readiness Reports

                                           Moderator:          NFP 401(k) Advisors

                                                                        Timothy J. Black

                                                                        Director

                                           Speaker:               Great-West Financial

                                                                        David McLeod

                                                                        Senior Vice President, Product Management

                                           Retirement Readiness Best Practices

                                           Moderator:          Sheridan Road Financial

                                                                        Jim O’Shaughnessy AIF®, PRP®

                                                                        Managing Partner

                                           Panelists:              KAF Financial Advisors, LLC

                                                                        Thomas E. Hoffman AIF®, CRPS®, CFS

                                                                        Positive Retirement Outcomes

                                                                        Brian Dillon AIFA®, ChFC®

                                                                        President and Founder

3:00 PM                             Refreshment Break


3:30 PM                             Client success case study competition

                                           Retirement Advisor Council

                                           Eric Henon

                                           Executive Director

   Moderators

   Executive Board Members

                                            Breakouts Groups – Open Discussion Topics

                                            General Session - Client Success Case Study Competition Finals

                                            Retirement Advisor Council

                                            Eric Henon

                                            Executive Director

5:30 PM                             Adjourn

6:30 PM                             Dinner at Del Frisco’s of Denver

May 14 (Tuesday)

7:45 AM                            Continental breakfast buffet

8:15 AM                            Legislative and Regulatory Update – NAPA Relationship Committee

                                          Moderator:     John Hancock Mutual Funds

                                                                  Gene Huxhold

                                                                  Senior Managing Director – DCIO

                                          Speakers:         Mayflower Advisors, LLC

                                                                  Steven Dimitriou AAMS, PRP®

                                                                  President-elect,

                                                                  National Association of Plan Advisors

                                                                  Great-West Financial

                            Laura Gene Miller

                            AVP and Counsel

                                                                  UBS Institutional Consulting Group

                                                                  Alan Spierer, AIF®

                                                                  Chair of the NAPA Relationship committee


                                          Advisor Search RFP

                                          Moderator:       White Oak Advisors

                                                                   James Robison, AIF®

                                                                   Principal

10:00 AM                          Refreshment Break

10:30 AM                          Strategic Partnerships

                                           Moderator: MorganStanley

                                                              Patrick Rieck CRPS®, QPA, QKA, QPFC, AIF®

                                                              National Retirement Distribution Manager

                                                               Panelists:      Morgan Stanley

                                                               Joe McLaughlin CRPS®, AIF®, PRP®

                                                               First VP, Corporate Client Group Director,

                                                               Senior Institutional Consultant

                                                               UBS Institutional Consulting Group

                                                               Alan Spierer, AIF®

                                                               Senior Vice President – Investments

                                                               Retirement Plans Consultant

                                          Benchmarking Best Practices

                                           Fiduciary Benchmarks, Inc.

                                           Tom Kmak

                                           CEO and Co-Founder

                                           Financial Literacy Initiative

                                            Moderator:          Fidelity Investments

                                                                        Adrian Hodge

      Senior Vice President Advisor Market – Workplace Investing

                                            Panelists:             KAF Financial Advisors, LLC

                                                                        Thomas E. Hoffman AIF®, CRPS®, CFS

12:15 PM                           Buffet luncheon

12:45 PM                          Executive Report – 2012 Annual Report and Current initiatives for 2012-2013

                                           Retirement Advisor Council

                                           Eric Henon

                                           Executive Director

                                           Breakout Discussions – External initiatives for 2014


                                           Council action plan for 2013-2014 and next steps

                                           Moderator:          Retirement Advisor Council

                                                                                    Eric Henon

                                                                                    Executive Director

                                           Panelists:              Executive Board Members

3:00 PM                             Adjourn